Built for Financial Compliance
Meet regulatory requirements with email signatures designed for the financial industry.
SEC & FINRA Compliant
Built-in disclaimers and disclosures that meet SEC Rule 17a-4 and FINRA requirements.
SOX Compliance
Audit trails and access controls for Sarbanes-Oxley compliance documentation.
Record Retention
Complete signature deployment history for regulatory audits and examinations.
Risk Disclaimers
Automatic investment risk disclaimers and regulatory notices on every email.
Regulatory Disclaimers
Pre-built templates for common financial regulations. Customize for your firm.
SEC Investment Advisor
This email is for informational purposes only and does not constitute investment advice. Past performance is not indicative of future results. Please consult with a qualified financial advisor before making investment decisions.
FINRA Broker-Dealer
Securities offered through [Firm Name], Member FINRA/SIPC. This communication is not an offer to sell or a solicitation to buy any security.
Banking Regulation
This email and any attachments are confidential and may contain privileged information. Unauthorized disclosure or use is prohibited. Member FDIC. Equal Housing Lender.
Financial Compliance Checklist
Siggly meets key regulatory requirements for financial services firms.
Signatures for Every Financial Role
Role-specific templates with appropriate credentials and disclosures.
Financial Advisors
CFP®, CFA credentials, licenses
Investment Bankers
Series 7, 63, 79 licenses
Wealth Managers
AUM disclosures, certifications
Compliance Officers
Regulatory contact information
Bank Officers
NMLS numbers, lending licenses
Insurance Agents
State licenses, carrier info
Financial Services Use Cases
Investment Firms
Compliant signatures for advisors, analysts, and portfolio managers.
- • SEC/FINRA compliance
- • Risk disclaimers
- • Credential management
Banks & Credit Unions
Professional signatures for lending, retail, and commercial banking.
- • FDIC/NCUA notices
- • NMLS numbers
- • Equal Housing Lender
Insurance Agencies
Compliant signatures with state licenses and carrier information.
- • State license numbers
- • Carrier affiliations
- • Disclosure requirements
Financial Services Insights
Get tips on regulatory compliance, fintech, and financial services management.