Features of the Financial Services Template
FINRA & SEC Disclosures
Include mandatory broker-dealer disclosures, SEC registration numbers, and SIPC membership notices that satisfy regulatory examination requirements.
License Number Display
Show Series 7, Series 66, state insurance license numbers, and CRD numbers in a clean, scannable format beneath your name.
Compliance-Locked Content
Administrators can lock disclaimer blocks and disclosure language so individual advisors cannot modify compliance-required content.
Fair Balance Messaging
Ensure marketing messages in advisor signatures include required risk disclosures and past-performance disclaimers.
Why Financial Firms Trust Siggly
Examination-Ready Disclosures
Locked disclaimer blocks ensure FINRA and SEC disclosure language remains intact across every advisor email, even during examinations.
Credential Verification
CRD numbers and license details in every signature make it easy for clients and regulators to verify advisor registration status.
Compliance Team Control
Only authorized compliance officers can modify disclosure language, preventing advisors from accidentally removing required content.
Who This Template Is For
Financial Advisors
Display CFP, CFA, and Series license credentials with mandatory FINRA disclosures in every client communication.
Insurance Agents
Include state license numbers, carrier appointments, and product-specific disclosures for compliant outreach.
Commercial Bankers
Present FDIC membership, NMLS numbers, and lending team contact details in a trust-building layout.
Wealth Management Teams
Feature RIA registration, ADV disclosure links, and client portal access for high-net-worth client communications.
"Our compliance team used to spend hours reviewing advisor signatures before every audit. Siggly locked disclosures eliminated that workload entirely. We passed our last FINRA examination without a single email-related finding."
Gregory Tanaka
Chief Compliance Officer at Redstone Wealth Partners