Designed for Financial Services Compliance
Compliance Disclosures
Automatically append SEC, FINRA, or state-required disclosure language to every outgoing email, reducing compliance risk across your practice.
Designation Display
Showcase CFP, CFA, ChFC, CLU, and other professional designations with proper formatting and trademark symbols.
ADV & CRS Links
Include required links to your Form ADV, Form CRS, and privacy policy directly in your email signature for regulatory compliance.
Meeting Scheduler
Embed a link to your Calendly or scheduling tool so prospects and clients can book consultations directly from your email.
Archival-Ready Format
Signatures are rendered in a format compatible with email archival systems used by RIAs and broker-dealers for recordkeeping.
Why Email Signatures Matter in Financial Services
In financial services, every client touchpoint is subject to regulatory scrutiny. Your email signature is no exception. SEC and FINRA guidelines require specific disclosures in electronic communications, and an inconsistent or incomplete signature can expose your firm to compliance risks.
Siggly ensures that every email from your practice — whether sent by a lead advisor, paraplanner, or client services associate — includes the correct designations, disclosure language, and required links. No manual oversight needed.
Beyond compliance, a well-crafted signature reinforces the trust and professionalism that clients expect from their financial advisor. It signals attention to detail — the same quality you bring to managing their wealth.
"Our compliance officer used to spend hours reviewing advisor signatures quarterly. With Siggly, disclosures are baked in and we have not had a single compliance finding since we switched."
Katherine Liu, CFP
Chief Compliance Officer, Beacon Wealth Partners